Industry

The office of supervisory jurisdiction is seeking to avoid any further potential disruption from M&A deals, its founder says.

DeVoe’s lookback at 2021 reveals trends and surprises.

A veteran of three decades of fee-only planning is merging into one of the largest firms as it expands in the Cincinnati market.

Here's what you missed this week in wealth management.

A committee says summaries provided by firms are full of jargon and readability issues. But fiduciary and plain-language experts say Form CRS itself needs an overhaul.

LPL Financial reeled in the largest haul, but RIA consolidators and other rivals also completed mega-moves in 2021.

Private Advisor Group received capital from Merchant, while Integrated Partners has recruited nearly a dozen practices this year.

Here's what you missed this week in wealth management.

Gwen Campbell is pursuing mandatory arbitration with the Wall Street institution over allegations that its private bankers aggressively courted her star clients.

The 15-year veteran advisor explains how she identified and built her practice’s base of clients.