Industry

Firms that haven't been afraid of generous recruiting offers have shown the greatest growth in recent years.

A federal judge agrees with plaintiffs that the Federal Trade Commission lacks authority to set rules on unfair competition.

As wealth management firms rush to keep up with new technological developments, one common oversight is not testing the tech with the people most likely to use it: the advisors.

With rate cuts still on the horizon, some advisors wonder if it's time to look for returns beyond high-yield savings and money market accounts.

Stephen Rhodes, the founder of Signify Wealth, has built the advisory practice into a 15-employee firm managing $250 million. Here's the story of his pivotal decision 12 years ago.

A retiree in New York could pay off her debts in one lump sum. But is that the smartest move?

LPL accuses its rival of hindering "competition in the financial services space" through its "cynical" attempts at frightening advisors into staying put.

The Atlanta-based independent broker-dealer thinks some advisors will always feel ill at ease at big firms that keep getting bigger. That's where it sees its opportunity.

CEO Jamie Dimon has long contrasted Florida's business-friendly climate with his firm's native New York.

SEC-registered investment advisors hit an all-time high in 2023 as assets under management also rebounded to stronger growth, according to the latest survey by Investment Adviser Association (IAA) and COMPLY.