Industry

Alan J. Foxman looks into his crystal ball and predicts authorities will focus on these key areas.

Financial planners report wide demand to learn how to exploit changes in the tax code.

Kestra Financial’s James Poer offers advisors his three predictions for the new year.

Brian Lamb succeeds Mike Michael who was named to the post in May.

As technology reshapes the financial world, conditions should improve in wealth management.

The deal marks the largest acquisition for the firm year to date.

The No. 20 IBD unveiled a total of 15 practices joining its ranks in the fourth quarter.

Stifel says the fact that it owns a bank — instead of being owned by one — is a big appeal in recruiting.

Personal exemptions may be lost but households can expect higher savings from the child tax credit, an advisor says.

Among FINRA’s findings, it said the broker-dealer “unreasonably excluded” some employees who were handling customer accounts from email scrutiny.