Industry

Labor Day Weekend saw more than 7,000 advisory firms and millions of clients make the move from "green" to "blue."

The team joining Fidelis Capital will specialize in working with wealthy families.

The Swiss banking giant will cover some 3,000 stocks and 18,000 bonds.

Best-case negotiation scenario? You're happy to stay but willing to sell if the price is right.

FP's playlist gives financial advisors and clients tunes about the almighty dollar that bounce around from jilted to joyful and keep the party going strong.

Regulators allege the CPA provided an air of legitimacy to John J. Woods' scam that defrauded 400 clients in 20 states.

The state regulators group plans eventually to introduce a similar system for independent advisor representatives.

The global bank saw a decline in its wealth management headcount for its Americas region even as its invested assets rose.

High-earning advisors need the edge the latest iterations of digital model management can provide.

The paperwork of moving client assets in a transition is a chore for many advisors, but crucial to their success.