Industry

It’s challenging to afford tech upgrades and meet compliance demands at the same time. Here’s how firms are doing the best of both.

Lightyear Chief Executive Donald Marron is getting a second chance to purchase the insurer's broker-dealer arm.

With regulatory scrutiny on the rise, Ann Limberg, U.S. Trust's head of philanthropic solutions and the family office, discusses her firm's approach to clients' charitable giving.

Our annual Top 50 was based on a combination of performance metrics. We've reshuffled the deck to list them based solely on fee business.

Even as independent advisors rush to comply with new laws, they are also being urged to implement innovative digital tools. Here’s how successful firms are managing to do both—cost effectively.

Joel Bruckenstein puts two applications – RIAglass and MyRIACompliance – through their paces. Can they help advisors comply with regulations?

Legg Mason broadened its alternative investments capabilities and also made a deal to expand its ETF business.

The ex-Edward Jones advisor previously oversaw more than $100 million in client assets, according to Baird.

New to our 5th annual list of the largest independent planners, these RIAs are blazing ahead with new ideas and poised for growth.

J.P. Morgan Securities picked up an industry veteran, the latest U.S.-based advisor to depart from Credit Suisse.