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The breach illustrates the danger posed when just one employee has unauthorized or unsecured access to sensitive information, as well as the ongoing threat to financial institutions from insider theft.
January 7 -
An advisor managing $215 million in assets left Merrill Lynch to join the regional firm.
January 6
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Mariner looks at around 200 local firms each year, and ends up in serious conversations with around 10, according to CEO Marty Bicknell.
January 6 -
The RIA sector is in growth mode -- but which firms are growing fastest? See this year's list.
January 6
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A former BNY Mellon advisor that managed $850 million in client assets has formed an RIA affiliated with Raymond James' independent RIA channel.
January 6 -
The elite team left Merrill Lynch for Morgan's ultrawealthy consulting group. The mega move comes on the heels of the firm's data breach.
January 6 -
New laws this year likely will have an impact on retirement savings as the government faces population aging and public pension concerns.
January 6 -
The son of a hedge fund founder was charged with murder after New York police said he staged the shooting death of his father to look like suicide.
January 6 -
A fired Morgan Stanley financial advisor accused of stealing client data never intended to sell the information and "is extremely sorry for his conduct," his lawyer said.
January 6
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The event reminds firms, advisors and clients of the ever-evolving threat of data breaches. Here's what advisors should do.
January 5
