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The tax-focused independent broker-dealer has added two new executives to its management ranks.
October 10 -
In the latest deal for Focus Financial Firm, Boston-based RIA expands footprint, sees more acquisitions ahead.
October 9 -
Amid a surge in consumer assets, firms that cater to high-net-worth clients have a particular advantage, Chip Roame told an audience at the Tiburon CEO Summit.
October 8 -
Helen Nugent, an 18-year veteran of Northern Trust, oversees a team of five sales directors across a six-state region and will drive regional professional recruitment efforts.
October 8 -
A recent round of hires includes one Wells Fargo advisor with over $1 billion in assets under management.
October 8 -
The turnkey asset management platform taps executives with experience at Fidelity, Schwab and Russell Investments.
October 8 -
The firm advises 119 families and has $540 million in assets under management.
October 7 -
Two former Morgan Stanley advisors with approximately $1 billion in assets have jumped to RBC in New York.
October 7 -
A pair of the countrys largest independent broker-dealers are the first firms to get the new recognition.
October 7 -
Goldman Sachs Asset Management(GSAM) announced it has entered into an agreement with Deutsche Asset & Wealth Management(DeAWM) to acquire DeAWM's stable value business, with total assets under supervision of $21.6 billion as of June 30, 2013
October 6
