Portfolio

The transaction, which could be announced as early as Monday, will be valued at $4.7 billion, according to people familiar with the matter.

The dispute highlights the complicated nature of non-solicitation carve-outs when advisors switch firms.

Naked short selling is one possible cause.

Both were adamant with House Democrats that their businesses have helped small-time investors access markets that were long the domain of Wall Street.

In the early part of the last decade, critics’ angst focused on how dark pools were siphoning business from Wall Street. Then came the pandemic.

Despite early withdrawals, U.S. employees managed to save more for retirement last year.

New account signups at the Chinese-owned brokerage were 1,548% higher than the seven-day average in January.

Just one of the leading 20 mutual funds and exchange-traded products eked out a gain this past decade.

Holders of donor-advised funds increased their disbursements last year in response to urgent demands for greater charitable contributions to cope with the COVID-19 pandemic.

In prepared congressional testimony, Vlad Tenev says trading limits on GameStop and other stocks were necessary to meet the clearinghouse deposit requirements.