Portfolio

Top industry headhunters share their insights on what the evolving landscape has in store for brokers switching firms.

The Swiss firm picked up a team that oversaw approximately $900 million in client assets.

The broker, who had been with the bank for 21 years, went independent with backing from Dynasty Financial Partners.

These firms reported the highest share of accounts topping $100,000.

The new offering is intended to offer passive index and ETFs that track markets as well as active.

Retirees are automatically enrolled in Medicare by the time they reach 65 if they are already collecting their Social Security benefits.

Investors are fleeing debt-riddled companies amid the anticipation of rising rates and growing corporate leverage.

The wirehouse announces another huge hire weeks after saying it would be cutting back on recruiting.

Advisers may think their firm’s credibility stems from a big number. That’s not to say they should misrepresent their assets under management, Michael Kitces writes.

Financial planners need to recognize that next gen clients are consumers first, investors second.