Portfolio

The regional firm's new hires generated $2.2 million in annual revenues, according to RBC.

In the Brent market, hedge funds boosted long positions by 19% to 518,376 during the week, the highest in data going back to 2011.

As brokers seek to redefine their value proposition, advisors need to rethink theirs.

Despite expected industry constriction, a number of leaders see opportunities in employing technology, innovative products and even strategy toward regulation.

Former Department of Labor officials allege systemic breakdown of whistleblower protection; two also handled Wells Fargo cases that went nowhere.

The new recruit generated $1 million in annual revenue.

Clients in this situation will need to gather a lot of paperwork, including at least eight certified copies of the spouse's death certificate for life insurance, among other reasons.

Industry leaders offer personal insights for better results.

It's misguided to treat Social Security as bonds since clients can't sell a portion of their Social Security when they need to raise funds.

Exclusive: The regional firm picked up two groups of recruits from Wells Fargo and Merrill Lynch.