Practice

The advisor appealed FINRA's decision to suspend him for 90 days after the regulator extended the original 10-day suspension. Now, he's appealing his case to the SEC.

'The single most important driver of value by far is growth,' says Dan Seivert, CEO of Echelon Partners.

The value of advisory firms is now being driven by growth, cash flow and risks, says investment banker and consultant David DeVoe.

A story on investing trends for wealthy families drew this Twitter comment from family office CEO Arthur Salzer.

These strategies can help advisors achieve annuitylike results while cutting out intermediaries and increasing returns.

Advisors can now get help complying with SEC and FINRA social media requirements through a new program rolled out by LinkedIn.

SEC Chairman Mary Jo White also lamented the commission's inadequate oversight of the RIA sector amid limited resources and an understaffed team of examiners, telling lawmakers she hopes to expand the examination staff through a $1.7 billion appropriation.

The Cypress Group, a former Morgan Stanley team that managed about $740 million in assets, has left the wirehouse to join Integrated Wealth Management.

While new rules and higher stock market returns have increased clients' tax liabilities, only 29% of advisors say they've initiated a conversation about the matter in the last quarter.

Looking beyond widowhood and divorce, advisors are missing opportunities to market their services to female clients.