Practice

Fieldpoint Private Bank & Trust hired Paul C. Guidone to be its chief investment officer.

Kevin Batterton will run business development and portfolio management

House Financial Services Committee chairman Spencer Bachus, R-Ala., is warning the Securities and Exchange Commission that he does not support its proposed rules for a municipal advisor registration system because they are too broad and do not reflect congressional intent.

A House subcommittee hearing is scheduled for Wednesday that will focus on how the Dodd-Frank Act is affecting community banks and small business.

Take a fresh look at your clients' life insurance planning to see if changes are necessary in light of the 2010 Tax Act.

Nearly seven months after passing a bill that included a measure to limit interchange fees on debit cards, lawmakers were expressing buyer's remorse.

Last month's sudden departure of Citi exec Deborah McWhinney raises questions for brokers, advisors, customers and the firm's executive management team as the company seeks to fill the void.

If your clients are considering long-term-care insurance, you might steer them clear of the following typical mistakes.

In institutions where the mission, vision and values of the organization are typically set by upper management, how important is a sophisticated plan for each representative?

These top producers sat down with their recruiters in a wide-ranging interview to explain the decision-making behind their jump.