Practice

The first wave of affluent Baby Boomers, those between the ages of 55 and 64 with investable assets of at least $100,000, have 12% less saved than they did four years ago, a survey of 4,000 people by Cogent Research found.

Leading too fast with solutions can lose you a female prospect, warns Empyrion Wealth Management’s Kimberly Foss.

Banks are still juggling how best to use social media to communicate to customers — especially when other systems go down.

A coalition of financial planning experts urged lawmakers to keep the U.S. Securities and Exchange Commission in charge of investment advisor regulation for the sake of cost and efficiency, just days ahead of several federal reports on the industry due next week.

Men and women have distinct approaches to financial management, according to a new survey from Charles Schwab.

With small-business credit still sluggish, policymakers and industry representatives spent much of a Federal Deposit Insurance Corp. forum Thursday debating whether government could find a solution, or was itself part of the problem.

But will a new self-regulator be the new reality?

The community really needs to know if you are (or are not) satisfied with the service you're receiving, and how it has (or has not) helped you focus on your direct client services.

Financial Research Corp. has hired Matthew J. Schott as vice president, retirement income practice leader.

A recent Fidelity Investments survey shows 60% of registered investment advisors are actively looking to acquire new advisors and now they can have help doing so with Fidelity’s newly expanded advisor recruiting and retention resources.