Practice

Investment advisors and broker dealers have different “relationship models” with clients, the chairman says.

CFP candidates must master the new material in time for the November exam.

Working longer can be a great decision, as it will allow seniors to keep themselves healthy as well as allow them to delay filing for Social Security benefits.

A pen and paper or more advanced methods of documentation can save financial advisors from a variety of troubles.

How can the industry find organic growth again? And where will the next generation of advisors come from? Bill Willis tackles both challenges, and discusses how they will affect compensation, as we elaborate on the issues discussed at our Recruiters Roundtable.

The ruling scuttles the state AGs' bid to win reconsideration of the DoL’s regulation.

The trickle of brokers leaving wirehouses for greater independence is quietly becoming a flood.

There are many more options for advisors who seek gender-equality based investments for clients, says planner Luisamarie Ruiz Carlile.

How technology could continue to disrupt financial planning.

As head of the Fiduciary Trust’s New York division, Paulina Mejia in charge of growing the firm’s private wealth business in the region.