Wealth Think

Here's what I've realized since I penned my original missive to the commission.

Customers are switching to mobile for financial services — and firms committed to creating their own platforms are setting the pace.

Fee wars are great for clients, but don’t judge a fund solely on its expense ratio.

Here's what keeps planners from following the advice they give clients.

The bank continues to battle a series of negative headlines such as erroneous foreclosures, but public and investor reaction has been muted.

Leave this bad influence back where it belongs — in high school.

I’ve been watching, with increasing dismay, the trend of outside investors taking ownership of advisory firms.

Clients can boost IRA retirement savings with this strategy, but shhh! Avoid certain terms.

Raymond James, Janney, Ameriprise and Stifel are all racking up impressive hires from the wirehouses.

The commission’s draft fails miserably as a consumer protection measure for the public and actually makes matters worse.