More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Raymond James also recruited from Charles Schwab, and LPL from Raymond James and Merrill
January 17
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Tom Suchodolski is a vice president and client advisor in Whittier Trust's Pasadena, California office, where he manages complex, multigenerational client relationships for ultrahigh net worth families.
Prior to joining Whittier Trust, he was a part of the forensic accounting group at CBIZ MHM in Los Angeles, working closely with ultrahigh net worth clients and their attorneys on highly complex and confidential legal matters.
January 17
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Regulators took the wirehouses to task for not having policies directing advisors to consider clients' best interests.
January 17
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The Malvern, Pennsylvania-based asset manager was dinged by the SEC, which said it made misleading statements to some retirement savers.
January 17
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The longtime Goldman exec was given a lucrative retention bonus (vesting in 2030), as was John Waldron, Goldman's president.
January 17
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The case reflects the extent of industry efforts — and failures to enforce — guidelines such as customer identification programs.
January 17
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Al Zelinka has more than 30 years of experience leading and serving local governments, public agencies and business improvement districts in consulting and public staff capacities.
January 17
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Khala Stanfield has more than 10 years of experience in achieving large scale organizational growth by facilitating strategic planning processes, conducting qualitative analysis for strategy portfolios and developing fact-based recommendations for leaders to enable critical decisions.
January 17
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As we enter the beginning of 2025, bonus depreciation continues to leverage down as more portions of the Tax Cuts and Jobs Act expire.
January 17
McGuire Sponsel -
The mood in markets and the financial situation are starkly different from 2017, when Trump and congressional Republicans passed a deficit-expanding tax cut.
January 17
