More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
-
-
-
-
-
-
-
A FINRA settlement accuses the firm of failing to supervise a broker who recommended frequent purchases and then resales of various investment products.
September 13
-
Al Kushner is a leading expert in Medicare and the author of the award-winning book "Virtual Medicare — 10 Costly Mistakes You Can't Afford to Make." He has worked closely with accountants, helping them guide their clients through the complexities of Medicare. Reach him at (888) 810-9725 or
media@virtualmedi.care .September 13
-
Darren Tedesco is co-founder and president of
Advisor360° , a leading provider of integrated technology for wealth management firms, where he is responsible for guiding the vision of the platform, technology strategy and company direction.He began his career at Commonwealth Financial Network in 1994, starting as a member of the finance team and transitioning to the company's technology department in 2000, where he became managing principal of innovation and strategy. He received his MBA from Bryant University and holds a B.S. from the University of Connecticut.
September 13
-
The proposed changes, including to brokers' "payment for order flow" practices, laregly come in response to frenzied trading in so-called meme stocks.
September 13
