More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Extra diligence on the advisor's end can help HNW clients avoid potentially disastrous lawsuits
August 24
HUB International -
World Insurance's Pensionmark unveiled a giant deal following the insurer's private equity agreement for $1 billion in financing at a valuation of $3.4 billion.
August 23
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The latest incoming recruit to the firm's Institution Services unit followed a half dozen other big moves by the firm in the bank and credit union channel in recent years.
August 23
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Americans owe over $1.6 trillion on federal student loans, and repayment starts this fall. There are options for blunting the burden on clients.
August 23
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Commissioner Hester Peirce warns an unintended consequence of the new regulation could be less thorough internal compliance reviews.
August 23
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David Lingerfelt is senior director of indirect tax at
Avalara . He is a tax attorney specializing in indirect taxes. He worked as a government tax administrator for seventeen years before joining Avalara. His regulatory experience includes auditing, tax controversy, collections, taxpayer education, and compliance documents processing.August 23
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According to the SEC, agreements that violated the cash solicitation rule generated 66,000 new clients and $300 million in AUM for the offending firm.
August 23
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The firm follows its major move to the Midwest by expanding its executive leadership team.
August 23
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A lawyer representing Keith Todd Ashley argues prosecutors overreached in arguments used to obtain life sentence against his client.
August 23
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