Industry

Legg Mason is buying itself an early Christmas gift.

It'll be a happy new year for Gemini Fund Services, which has announced a major achievement for its Northern Lights shared trusts.

BNY Mellon Chairman and Chief Executive Officer Gerald Hassell today unveiled several executive appointments to boost its investment management and services units.

Putnam Investments is looking to hire three defined contribution investment only wholesalers to join its DCIO sales team.

Three industry veterans with 80 years combined experience have joined Raymond James in Fort Lauderdale, Fla.

The good news for the merger and acquisitions market in 2012? Corporate profit margins have soared.

Financial crises will not be a suitable excuse for oversight in suitability according to the regulator’s decision against Merrill Lynch.

Grabbing a top executive from one of the world's premier technology companies, LPL Financial has nabbed a top technology officer from Dell Inc. to help lead the independent broker-dealer's technology effort.

Genworth Financial Wealth Management, a unit of Genworth Financial, hired Daniel Courtney to the newly created position of president of the asset management division.

More changes in Securities and Exchange Commission leadership, which announced the appointment of a new senior advisor to the director in its division of investment management.