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The independent broker-dealer industry could lose a third of its brokers and many of its smallest firms, experts predict. What does that mean for survivors?
June 1
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It’s important for advisers just starting a practice to understand that times may be hard, lonely and often without reward.
June 1
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If an advisor hasn't adopted new technology, the CEO asks, are they putting their own interests ahead of their clients?
June 1
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The firm's newest recruit is a veteran broker from Morgan Stanley.
May 31
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The new recruits joined the wirehouse from Merrill Lynch and UBS.
May 31
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Why advisers should step up their game as the industry goes robo.
May 31
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Wealth management leaders are weathering current markets while aiming to jumpstart AUM growth with expanded client services and new tech tools.
May 31
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About 83% of business owners don't have a transition plan. This prompted adviser and attorney Jim Maher to build out a unique offering for clients.
May 31
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Two veteran advisers joined the independent firm, which is affiliated with Raymond James.
May 31
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The deal follows a string of acquisitions by prominent private equity firms.
May 27
