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The concentration of CFAs in Abu Dhabi speaks to the power of an array of sovereign funds in the city charged with investing hundreds of billions of the nations oil-generated riches.
June 23 -
Despite the benefits of independence, there is an added time, cost, liability and regulatory burden.
June 23
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Two former National Planning Corporation brokers "are just normal dudes and they just screwed up," says a lawyer for one of the men.
June 22 -
Robo startups are expected to reach $452 billion in AUM in five years, but incumbent firms will possess over $1 trillion in assets in the digital automated advice space.
June 22 -
Robo advisors are gaining traction, especially among millennial investors, who are very sensitive to competitive pricing. Extensive automation will be needed to defend against them.
June 22 -
Goldman Sachs, which is looking to issue ETFs this year, hired BlackRock veteran Tony Kelly as head of product development for that unit.
June 22 -
Pershing CIO Ram Nagappan offers a framework to help advisors think about how to transform their businesses to digital.
June 19 -
Some breakaway advisors duplicate some of the rah-rah found at their former employers, others relish the newfound informality, but either way, they get to set the tone.
June 19
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From starting an RIA to joining an independent broker-dealer, there are myriad options for advisors seeking to go independent.
June 19
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Betterment CEO Jon Stein says his firm is adding 1,000 accounts a week to the tune of about 94,000 with a total of $2.3 billion AUM. Over 30% of assets come from clients age 50 and up, he adds.
June 18
