Industry

Payden & Rygel is looking to tap into the broker dealer channel with a new partnership.

Sean E. Ekiert has joined Raymond James as a managing director in Richmond, Va.

Financial Planning released its annual list of the largest independent broker-dealers in June. Here's a list of the top 28 smaller firms based on revenue.

LPL hired Michelle Oroschakoff as chief risk officer and managing director.

The financial services industry has one of the hardest glass ceilings for women to break through according to a recent survey from Edward Jones.

Raymond James Financial Services adds a veteran advisor and two team members are reunited.

Advisors are wary of BNY Mellon's plan to provide private banking services to RIAs.

Stifel nabbed two UBS advisors and opened a new office in Tampa, Fla.

Shannon Kennedy, a 26-year veteran of Northern Trust, was appointed to a new post as regional president for Orange and San Diego counties in Southern California.

UBS Wealth Management Americas has picked up a financial advisor from regional wealth management firm Hilliard Lyons with $475 million in assets under management.