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Eileen Rominger, Director of the Division of Investment Management at the Securities and Exchange Commission, will be retiring in July.
June 19 -
On June 18, 2012, Eileen Rominger, Director of the Division of Investment Management at the Securities and Exchange Commission, will be retiring in July.
June 18 -
Peak, the countrys largest financial advisor coaching and resource program, hired Paul West as a managing director.
June 18 -
Tax-deferred investment solution firm Jefferson National Partners has announced a partnership with CAPTRUST and the launch of five new asset allocation models.
June 18 -
As part of the service, SumRidge will offer RIAs and broker-dealers daily, weekly and monthly trading desk commentary in the fixed-income markets.
June 18 -
Asset management firm Curian Capital has added two new executives, Bill Thomas and Bret Young, to its distribution team.
June 18 -
On June 18, 2012, Morningstar, Inc. unveiled several appointments within its fund analyst research team.
June 18 -
On June 18, 2012, Schroders appointed Tiffani Potesta, as Head of Advisory Sales within the US Key Accounts team, reporting to Erin Brenner, Head of Intermediary Key Accounts.
June 18 -
On June 18, 2012, Northern Trust named William J. Huber and Mark C. Gossett as co-heads of Global Foreign Exchange, effective July 2.
June 18 -
On June 18, 2012, middle market private equity shop LLR Partners has made an investment in Ultimus Fund Solutions, LLC, a Cincinnati, Ohio-based independent provider of fund accounting, administration, distribution, transfer agent and shareholder services to the mutual fund industry.
June 18
