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The Securities and Exchange Commission has appointed Brian T. Croteau as its deputy chief accountant for the Professional Practice Group in the SECs Office of the Chief Accountant.
May 28 -
Nomura Securities International Inc. said on Thursday it hired two senior professionals from the Royal Bank of Scotland for its rates business. Steve Ashley will be global head of rates and Chris Fleming joins as global head of rates sales.
May 28 -
First Republic Bank is hiring in a bid to expand its wealth management operation.
May 28 -
An interview with the new NAPFA chair, executive changes at Bessemer Trust, a new head of Raymond James' women advisors group and more.
May 27 -
Adam Horowitz, credited with building Merrills equity franchise in South Africa, returns to the company as head of its Europe, Middle East, Africa global client coverage.
May 27 -
Credit Suisse taps Frederick Terrell to help oversee investment banking, putting into question the survival of Terrell's PE firm, Provender Capital.
May 27 -
Jim Fletcher, a portfolio manager with more than 25 years of experience, has joined First Republic Private Wealth Management in Newport Beach.
May 26 -
BOSTON -- The National Investment Company Service Association (NICSA) has elected Michael J. Woodall, managing director of Putnam Investments' Mutual Fund Shareholder Services, as its new chairman.
May 25 -
U.S. Trust, Bank of America Private Wealth Management, an affiliate of the Global Wealth & Investment Management (GWIM) unit of Bank of America [BAC], announced that Grant Boyd had been named market executive in Greater Atlanta. Boyd previously worked at The Private Bank of Wells Fargo, where he was a senior vice president and private banking manager for the Southeast region. In his new role he will oversee the direction and growth of U.S. Trust’s relationships with high- and ultra-high-net worth individuals and families.
May 24 -
