Industry

Passive funds attracting record assets, but Morningstar analyst warns advisors to take a close look.

The former J.P. Morgan wealth executive will replace Don Heberle, who left his post at the end of March.

While a search is underway to replace Howard Plotkin, his duties are being handled by global Chief Compliance Officer David Lang.

Because next year will be too late.

Walt Bettinger also took aim at robo advisors at the Morningstar conference.

Before agreeing to settle a client’s complaint, advisors should look for this key clause in the contract.

The investment research firm debuted three new data sets that can help advisors evaluate investment options for clients.

Although the industry reflects stark disparities, these firms are leading their peers in the hiring of female registered representatives.

The advisor was accused in a lawsuit in January of swindling a Georgia couple out of $330,000 in retirement savings.

The move marks the fifth new office added by the hybrid RIA this year.