Industry

Louisiana-based Summit Financial aims to expand establish itself as a regional power in the Southeast, leveraging its location between New Orleans and Houston.

RBC Wealth Management has recruited an advisor specializing in global high-net-worth clients with $2 million in production.

Clients can use social media to effortlessly endorse and recommend their investment advisors. Here's what advisors must understand about client testimonials on social media.

In the March issue, columnist Bob Veres cited seven "dirty words" that were hurting RIAs.

Beset by a graying workforce, an aging clientele and a shortage of young talent, the wealth management industry is at long last changing course.

A graying workforce. A homogenous culture. New technologies. With its future at stake, the wealth management industry is finally confronting its many challenges.

As service models shift, dually registered advisors have been making big competitive gains. Now the SEC has them in its regulatory sights.

Wells Fargo Advisors Financial Network has picked up advisors with more than $424 million in assets under management.

Benjamin Edwards is luring away talent from Wells Fargo, boosting its presence in the Midwest and New England.

After publishing our third annual RIA Leaders list, Financial Planning dove into the numbers to identify which of the top 100 actually have the wealthiest clientele.