The Latest

Kane Polakoff is the founder and national practice leader of UHY Advisors’ Client Accounting and Advisory Services division.

Despite notable rises and falls in the rankings, the study’s findings about comprehensive advice give every wealth manager an opportunity for improvement.

There are steps you can take year-round, to help keep your clients’ personal data safe.

Rob Patchett serves as Raymond James’s global chief privacy officer and IT chief compliance officer. He has over 20 years’ experience in privacy, security, operational risk and compliance expertise in the financial services industry.

Before joining Raymond James, Rob was chief privacy officer for MUFG Americas and before that Union Bank California. Prior to these roles, Rob led Visa’s first privacy office — the information assurance department.

Childs says Gross and PIMCO had an “enormous influence” on how the U.S. government handled the 2008 financial crisis.

With the barred former rep in the Dominican Republic, a court filing asks a state judge to toss a FINRA panel’s decision absolving the firm of responsibility.

Jeramy Kaiman is head of LHH Recruitment Solutions West at the Adecco Group.

Vania May Bell has admitted to helping her father run a scheme that started in the late 1990s and ended in 2018.