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The wirehouse is the latest firm to have its financial advisors called out publicly by the regulator for disregarding warnings about holding the ETNs for a long time.

Firms automating a once little-known investment strategy have become one of the hottest areas for wealthtech acquisitions.

With plans to raise more than $2.2 billion, Robinhood’s IPO would be the fifth-largest on a U.S. exchange in 2021.

David Unkovic, Public Finance & Government Services Group, McNees Wallace & Nurick

Emilio Jimenez is co-chair of the Alternative Reference Rates Committee's Legal Working Group. He is also a managing director at JPMorgan Chase.

Maria Douvas Orme is co-chair of the Alternative Reference Rates Committee's Legal Working Group. She is also global co-head of legal coverage for Morgan Stanley's fixed-income division.

J. Christopher Giancarlo is senior counsel to Willkie Farr & Gallagher LLP and is a former chairman of the U.S. Commodity Futures Trading Commission.  He is also an independent director of the American Financial Exchange.

Here's what you missed this week in wealth management.

CEO James Gorman says the company has created something new by adding Solium and E-Trade to its existing force of financial advisors.

The managing director was arrested for two domestic violence incidents over a three-week period.