The Latest

A roundup of this week's news includes advisors on the move, new hires and SEC enforcement.

It’s important to have intergenerational conversations with clients and their families.

James Mirfin is global head of digital identity and fraud solutions at Refinitiv.

Sure, you might have to actually pay U.S. taxes on those crypto trades. But at least it will be easier to figure out how much you owe.

Charging a percentage of assets under management only works for some client demographics. Let's find other ways to work with different clients, writes Daniel Johnson.

Dan Johnson is an assistant professor for the College for Financial Planning and a part-time instructor for Kaplan Professional and Boston University. He resides in Chicago, IL.

His embrace of volatile cryptocurrencies for mainstream investors is a major shift from the cautious world of fiduciary advice that’s synonymous with his namesake firm.

At least 10 senior bankers and numerous junior employees across the world’s largest wealth management market have left.

The nation’s largest independent broker-dealer aims to boost expansion even more, and it’s not ruling out launching its own bank.

Will the sector embrace the global trend toward greater transparency?