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Sol Klein is the Head of Customer Experience & Operations at Floify.

Rossby Financial CEO Andrew J. Evans applies the entertainment legend's "plussing the park" philosophy to keep his firm's tech stack flexible.

Ryan's selection may indicate an SEC aiming to resolve more violations by other means than enforcement actions, one lawyer said.

Scott Turner is the secretary of the Department of Housing and Urban Development

The tide is in the wirehouse's direction in its fights with advisors who've left for rival firms.

Ian Liu is a Client Executive with Global Risk Consultants. Ian is a RIMS conference speaker and thought leader in the risk engineering industry. He previously worked with AXA XL and FM. He earned a Master of Management in Artificial Intelligence from Queen's University and a Bachelor of Applied Science degree in Chemical Engineering with a Minor in Sustainable Energy from the University of Toronto.

As head of the SEC's enforcement division, Margaret Ryan is expected to pursue the administration's priority on fighting fraud and insider-trading cases, while taking a lighter touch than her precessor with the crypto industry.

Mike Cagney is a co-founder and serves as executive chairman of Figure, an online lending platform. He formerly co-founded SoFi.

Also this week, Raymond James picks another team from Commonwealth amid its purchase by LPL, and Cetera recruits from B. Riley Wealth Advisors.

Kevin McDonald is chief operating officer and chief information security officer at Alvaka, where he has served for more than two decades. He is a member of industry and law enforcement organizations including the High-Tech Crimes Investigations Association, FBI Infragard, DHS CISA UAV Working Group and GTIA's Global Cybersecurity Task Force. He can be reached by email at kevin@alvaka.net.