The Latest

  • The bank was ordered to pay more than $5 billion over a tax-evasion case in France.

    February 22
    Sergio Ermotti, chief executive officer of UBS Group AG, pauses during a Bloomberg Television interview in Singapore, on Monday, Sept. 17, 2018. UBS has picked Frankfurt as its post-Brexit European Union hub and has made preparations for the worst-case scenario of Britain crashing out of the bloc without a trade deal, Ermotti said. Photographer: Wei Leng Tay/Bloomberg
  • Christine has significant experience serving as bond counsel, disclosure counsel and underwriter�s counsel on financings, including general obligation bonds and revenue bonds for transportation, water, sewer, power and tax increment projects. Her practice focuses on public finance transactions for state agencies, counties, cities, urban renewal agencies, school and special districts, and tribal governments. Her experience also includes conduit 501(c)(3) financings, full faith and credit or limited tax obligations, private bank placements, and shortterm obligations, including notes and lines of credit.

    February 22
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  • Robert Feyer is a Senior Counsel in the Public Finance Department of Orrick, Herrington & Sutcliffe LLP�s San Francisco office, with more than 37 years of experience representing issuers and underwriters of municipal bonds.� For most of this time Mr. Feyer has been the senior bond and disclosure counsel for the State of California, the largest issuer of municipal debt in the U.S.� Mr. Feyer is a frequent panelist on municipal finance and disclosure matters, including the Bond Buyer�s recent Webinar on the SEC Municipalities Continuing Disclosure Cooperation initiative.� Mr. Feyer is a member of the National Association of Bond Lawyers (Securities Law Committee) and the American College of Bond Counsel.

    February 22
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  • Beth Stackpole is an independent business and technology writer.

    February 22
  • "I would go home at night and question if I added value to anyone’s life that day," writes Ashley Folkes. "The answer was usually no."

    February 21
    Ashley Folkes
    Moors & Cabot
  • The firm adds a second $1B RIA - and its family office.

    February 21
    fee-based AUM
  • The aggregator nears $1 billion in revenue.

    February 21
    Focus 2018 stats
  • The IBD is one of three dozen firms the regulator has accused of failing to provide sales-charge waivers to eligible retirement plans and charities since 2015.

    February 21
    Kestra settlement with FINRA
  • Ashley Folkes is a CFP and the senior vice president of investments with the wealth management firm Moors & Cabot in Phoenix.

    February 21
    Ashley-Folkes-Advisor-Moors & Cabot
  • A portfolio that minimizes the frequency and magnitude of losses, while maintaining an equity-like overall return, may be worth emulating.

    February 21
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