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The lawsuit illustrates the persistence of such accusations among the nation’s more than 600,000 securities brokers.

Richard Sawhney is a principal advisor in The CIO Group at Forrester Research.

Microsoft and Amazon.com are the fund’s top-two holdings.

The guideline used a specific set of assumptions: a retirement lasting 30 years with savings in a tax-deferred account and nothing left for heirs. Change just one and your “safe” withdrawal rate may differ.

Sandra Greene is the marketing solutions manager for Meditech.

Mark Emrich leads business development in New York for Murray Devine Valuation Advisors.

This is the first move of Joseph Chu’s financial career, but it’s not the wirehouse’s first big loss this year.

In response to a Supreme Court ruling, the regulator will revisit 126 legal proceedings, including nearly two dozen advisor cases.

Lauren Stoddard is a product manager at Cigna Health and Life Insurance.

John Schaefer, CPA, CEBS is a licensed certified public accountant, certified employee benefit specialist and commercial markets underwriting team lead at Cigna Health and Life Insurance.