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Investor advocates think the money should instead go to clients who haven't been paid outstanding arbitration awards.

Following similar glitches at Lloyds and the London Metal Exchange, a tech outage at UBS has renewed scrutiny on modern banking platforms.

Not all tech integrations are created equally. Industry experts discussed what advisors should focus on when evaluating potential additions to their tech stacks.

The Biden Administration rule for a fiduciary standard on one-time retirement-related advice died in two separate court decisions.

Jen Cryder is CEO of the Pennsylvania Institute of CPAs. She joined the PICPA as chief financial officer and vice president and was promoted to executive vice president and chief operating officer before being named CEO in 2021. She is the first woman to be chief executive in the organization's history.

Considered a report card on client satisfaction across both advised and DIY customers, the latest JD Power survey points to the growing power of technology to capture new business.

Authenticity and judgment will emerge as differentiators for financial advisors as AI tools reduce the cost of early-stage analysis.

As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.

A new annual compensation report by consulting firm Succession Resource Group explains how pay plans can boost — or detract from — the value of an RIA.