The Latest

The moves occurred in the days before the firm's planned exit from the Broker Protocol.

The wirehouse's advisor headcount, at 14,564 at the end of the third quarter, was down 3% year-over-year.

Berger is an associate in the labor and employment department of Seyfarth Shaw LLP's New York office.

Usenheimer is a partner in the labor and employment department of Seyfarth Shaw LLP's New York office.

Galligan is a partner in the New York office of Seyfarth Shaw LLP practicing labor and employment law.

The exec returned to Northern Trust as market leader of Sarasota and Manatee counties in Florida after a five-year stint with U.S. Trust.

Christopher K. Odinet is a visiting professor at the University of Iowa College of Law and is the Horatio C. Thompson endowed assistant professor of law at the Southern University Law Center. He can be reached on Twitter @ChrisOdinet.

These four experts can help you address any client situation.

Brokers' top questions and concerns about the protocol's demise answered.