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Regulatory direction on mobile communication shows why advisers need to be careful about hyperlinking information.
May 11
Cipperman Compliance Services -
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A boost in retail enthusiasm at home amid waning international demand has allowed continued tightening of investment grade credit spreads.
May 11 -
The investment product raises eyebrows, but the firm’s founders have pledged to act as fiduciaries.
May 11 -
After a decade at the SEC, she joined global law firm Ropes & Gray, buttressing the firm's regulatory and ETF capabilities.
May 11 -
Alyssa Arredondo is director of financial vertical marketing at Entrust Datacard
May 11 -
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Jeanne Ross is principal research scientist at MIT Sloan’s Center for Information Systems Research (CISR) and coauthor of“Five Things You Should Know About Cognitive Computing.” May 11 -
Michael S. Barr is dean of the Gerald R. Ford School of Public Policy at the University of Michigan. The views expressed are his own, and not those of the school or university. As assistant secretary for financial institutions with the U.S. Department of the Treasury, Barr was a key architect of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
May 10


