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Firms like the Denver-based money manager that run actively managed strategies have been losing to competitors offering lower-cost mutual funds and ETFs.
January 24 -
Drew J. Breakspear is commissioner of Florida’s Office of Financial Regulation.
January 24 -
There's a better way to craft a standard that would protect investors and preserve client choice.
January 24
Baird -
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The move echoes a larger effort by Wall Street to boost brokerage revenue as investors flee actively managed funds for cheaper products.
January 24 -
George Avetisov is CEO of HYPR Corp. He has experience in developing cyber fraud and e-commerce, coupled with a strong drive to build a secure Internet ecosystem, and has worked on technology for connected devices.
January 24 -
The brokerage industry’s watchdog would also want to play an active role in the design of a possible SEC fiduciary regulation, Robert Cook says.
January 23 -
Rob Blackwell is the chief content officer of IntraFi Network and the host of the Banking with Interest podcast. He is the former editor-in-chief of American Banker.
He covered the financial services arena for nearly two decades, working first as a reporter covering Fannie Mae and Freddie Mac, the banking regulators, and anti-money laundering rules, among other topics. In 2005, he was named Washington Bureau Chief and subsequently helped guide the paper through its coverage of the worst financial crisis since the Great Depression, including articles on “too big to fail” and the drafting and passage of the Dodd-Frank Act.
In 2014, he was promoted to Group Editorial Director for Regulatory Policy for SourceMedia, leading the coverage of financial policy issues for American Banker, National Mortgage News, Credit Union Journal and PaymentsSource. He was promoted to Editor-in-Chief of American Banker in September 2017.
In 2017, Rob was given the Neal Award's Tim White Award, which recognizes editors "whose work displays extraordinary courage, integrity, and passion." He has helped American Banker win several Neal and Azbee awards as a reporter and editor, covering topics such as deposit insurance reform, the Wells Fargo phony-accounts scandal, American Samoa's effort to charter its own public bank, and the leadership fight at the CFPB. He has appeared on NPR, BBC, CNBC, Fox Business and C-SPAN as an expert on financial regulatory policy. He is also the author of six novels.
January 23 -
Concerns about medical expenses are sky-high, but there are solutions.
January 23 -
The rep purportedly stole $8,700 from an account funded with donations, according to FINRA.
January 23







