The Latest

More small businesses are motivated to provide 401(k) plans by technological advances as well as an expense war among mutual fund companies.

Data can be used to show clients in real time how big purchases undermine their portfolio planning. If my adviser had such access, would I still book that trip to Cuba?

IRA owners who aren’t sure how heirs will handle the money could name a trust as beneficiary.

When advisers blend behavioral finance approaches with data insights, it makes them even more valuable.

How can firms adapt to automation without eroding their business or need for advisers?

Clients don't always talk about what's motivating their needs and wants.

RIA Sellers Guide: Who is buying and what do they want?

Lang is associate at Fox Rothschild LLP. A former employee benefits tax consultant at Ernst & Young LLP, Lang has experience handling the tax implications of transactions that involve employee benefits and executive compensation. He also provides merger and acquisition transaction support to both public and private companies, advising on potential risks and liabilities related to employee benefits, as well as reviews employee benefit plans for compliance with Employee Retirement Income Security Act requirements. Additionally, he advises clients on the implementation of Affordable Care Act requirements.

Carrie Tolstedt, formerly in charge of the community banking unit, and the wirehouse's board were named in the litigation.

PureFunds CEO Andrew Chanin discusses what differentiates his firm's novel offerings from the rest of the industry.