The Latest

One concrete step for advisers is to work with a care manager and a knowledgeable elder lawyer to petition the court to appoint a guardian or conservator.

Shane P. Larson, CFP, is the owner of S.P. Larson Financial Planning. He is an independent financial planner specializing in planning services for caregivers.

The group includes two recruits who began their careers in the late 1970s.

The department is defending the rule in three cases brought by Wall Street trade groups, which are aiming to dismantle the new regulation.

Min Matson is a healthcare consultant with Point B, a management consulting firm. He has spent his career dedicated to improving healthcare quality, enhancing access to underserved communities, and connecting quality care to patient outcomes, for providers, payers and pharma clients.

The recruit joined a practice opened by a former complex director from the same wirehouse.

Edward Wedbush allegedly failed to supervise mandated regulatory filings.

The agency also proposed a rule to permit cities to create their own savings plans.

Eligible taxpayers can now qualify for a waiver of the 60-day time limit and avoid possible taxes and penalties on early distributions, if they meet certain requirements.