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Compliance with the fiduciary rule is both essential and complicated.

Mark Klein is founder and chief executive of PCS, a CEFEX certified record keeper in Philadelphia.

Compliance with the fiduciary rule is both essential and complicated.

Hedgeable plans to offer P2P lending investments, claiming it will be the first digital wealth manager to do so.

The bank misled mutual funds and other custody clients about how it priced their foreign currency trades, the SEC alleges.

Custodian entering crowded field; minimum initial balance will be $5,000.

The firm says second-quarter revenue dropped at its prime finance unit, extending a slump beyond businesses that Germany's largest lender is seeking to exit as client concerns added to volatile markets.

The turn to an outsider marks the latest twist in a struggle to regain footing after a steep decline.

No financial solution can gain momentum without the collaboration of technology and human capital. But robos are only one small part of this equation.