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The recruit spent two years researching the move before deciding to leave the wirehouse.

Here is advice on everything from handling the unexpected death of a partner to upgrading technology.

FINRA cracks down after $1.3M theft from 89-year-old client.

Several of the largest moves this year show top talent is looking beyond traditional choices.

Several big banks are getting into the business, mostly by forming partnerships with fintech companies. Smaller banks are expected to soon follow suit.

In his new position, Roman will replace Douglas Hodge, who presided over a tumultuous time that included the departure of Bill Gross and a plunge in assets at the firm.

The San Francisco-based venture fund was joined by existing Guideline backers NEA and Lerer Hippeau Ventures in the round.

Kirstin Turner, RBC’s only female complex director, seeks to instill pride and comradery at the office, while volunteering in her community.