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Honest communication can make a big difference in preventing people from quitting during management upheavals.

Mike Capelle is head of United Capital's technology platform. One of United Capital’s founders, Capelle is responsible for the company’s technology and for driving enterprise innovation.

David Delaney, MD, is Chief Medical Officer and head of the US healthcare team at SAP.

Industry regulator levies its largest penalty involving variable annuities after claiming a long-running effort misrepresented annuity features and steered clients into costlier products.

People with the highest income bailed from stocks disproportionately on the worst days of the financial crisis, according to a new Ohio State University and University of Michigan study.

Advisers worry about the uncertainties and risk about becoming RIAs, according to a recent TD Ameritrade survey. Here's how to navigate around those concerns.

Scott Collins is director of brokerage independence at TD Ameritrade Institutional.

Even as she helps clients prepare financially for the future, doctor and adviser Carolyn McClanahan knows "the future could be gone in the blink of an eye."

Although Medicare is a big help for retirees, the program only has a limited coverage depending on the enrollment periods they have signed up for; plus, five ways to help your clients work their way into retirement.

Paradigm specializes in retirement income planning and serves a significant client base of professional athletes.