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The case is one of the latest to question if firms can be held liable for costly investment decisions made by clients showing signs of mental decline.

Jeff Hogan is president of Upside Health Advisors.

RBC Wealth also reorganized its private client group and appointed a new division head, and UBS named a market leader for its San Francisco business.

Marriage, government and employee benefits, and mental health often loom large for a base of clients that is more likely than straight peers to live alone.

Since being first given the green light by regulators two years ago, there are now dozens of these new vehicles available on the market. But experts warn they carry inherent risks for investors.

Briana Marbury is president and chief executive officer of the Interledger Foundation, which advocates for equity and inclusion in the global payments network.

Jim Cahn of WEG says there will always be room for small RIAs. But firms intent on growth will increasingly have to turn to larger partners for help with estate and tax planning, back-office support, and marketing and client referrals.

Between sunsetting provisions, wealth tax proposals and much more, Nov. 5 will have serious consequences in tax.

U.S. Bank Wealth Survey reveals 76% of parents would rather talk to their children about their choice of candidate, than their finances, at 63%.