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Peter J. Haack, CFP, CIMA, is senior vice president/financial advisor of The Stanek-Haack Group of Morgan Stanley. Reach him at (847) 260-9533 or peter.haack@morganstanley.com.

A pair of wealth managers stand accused of allocating trading gains to themselves and losses to their clients in a way that had "nearly zero" chance of happening at random.

David Politziner is a partner at Eisner Advisory Group LLC.

Tamas Kadar is the CEO and co-founder, SEON.

Alex is the Global Product Management Lead for iManage RAVN. He has over 20 years of experience in product management and service design, including new and emerging technologies such as artificial intelligence, semantic search and linked data, as well as content management. Prior to iManage, Alex has held positions at Reed Smith LLP and LexisNexis UK.

Leaders at FINRA, Fidelity and ACA Foreside discussed the steps they take to safely market new investment products like ETFs and cryptocurrencies on social media and other platforms while staying in compliance with advertising regulations.

A recent UBS Investor Watch report highlights a deeply divided country in which many view the economy as the main issue this election season.

Assets held by exchange-traded funds in the U.S. hit $10 trillion for the first time as the investor-friendly products continue their Wall Street takeover.