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Michael Topol is co-founder and co-CEO of MGT Insurance (MGT), an insurer modernizing commercial P&C insurance for businesses and their agents.

Allen Meyer is a partner and global regulatory compliance practice leader at Oliver Wyman.

Karin Lockovitch is a partner and head of consumer and retail banking compliance at Oliver Wyman.

As Vestmark marks 25 years, CEO Karl Roessner explains how the RIA-focused platform grew to $50 billion by leaning into AI while keeping client data in-house.

Under the proposed regulations, funds can only be invested in eligible investments beginning when the account is established until the beneficiary turns 17.

Industry consultants recommend steps RIAs in Schwab's referral network can take if they're worried about competition for clients.

Corto Romagny is General Manager, U.S. Operations, Uxopian Software. Based in New York, he leads Uxopian Software US and global growth and works with enterprise customers and partners on content modernization and governed AI for regulated workflows.

Over the past decade, the annual revenue gap between LPL and any other independent brokerage has soared to more than 100% from less than 1%. But that doesn't mean that the No. 1 firm can rest on those laurels.

As analysts raise concerns that AI could undermine the economics of generous transition deals, executives at Ameriprise, Stifel and Raymond James wonder if firms are paying too much to recruit advisors.