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Charles C. Roberts, Jr. is president of C. Roberts Consulting Engineers, Inc. (http://www.croberts.com). He has a bachelors degree, masters degree and a Ph.D. in engineering. He has worked as a consulting engineer in the area of accident reconstruction and failure analysis since 1976. He has published several books and articles on accident reconstruction, failure analysis and history.

The charges likely lead to a "layup" situation for FINRA should it seek to oust the broker.

Two firms in Albany and Buffalo, New York, have agreed to a revenue-sharing arrangement.

Wilbur Swan is the CEO of Catchlight, a software startup incubated within Fidelity Labs, where he serves as a managing director.

Prior to Fidelity, he led commercialization of the Thomson Reuters enterprise data and AI platform and was a co-founder of ContactNet, which was acquired by Thomson Reuters. He is an accomplished speaker, innovator and thought leader at the intersection of technology, data and artificial intelligence.

John Barbagallo, former president of commercial lines at Progressive, currently serves as strategic advisor at SambaSafety, a recognized innovator and leading provider of cloud-based risk management solutions for over 15,000 organizations with automotive mobility exposure.

Alexey Afanassievskiy is the executive director and head of portfolio management of Mind Money.

Net income topped $1 billion in 2023 as the firm reached another record headcount and CEO Dan Arnold said there are "interesting questions" to answer about AI.

A report from the Investments & Wealth Institute's journal explains the most important pending proposals from the SEC, the Labor Department and other regulators.

The emergency rules for brokers operating out of home offices since the pandemic will expire at the end of June.

Interest rates aren't budging — for now. Where does that leave the economy on its long, slow path to a hoped-for soft landing? JPMorgan, Goldman Sachs and others weigh in.