The Latest

From politics to practice management and a variety of planning strategies, the law is posing questions for financial advisors, tax professionals and their clients.

Ben Miller is chief executive officer of SimpleNexus.

Demand is growing for the certified private wealth advisor credential, which has been around for 15 years and helps advisors cater to high net worth clients.

NASAA, PIABA and stock exchanges argue the demise of the self-regulator would leave an unfillable hole in securities regulation.

Sara Shipley, the chief human resources officer (CHRO) and chief transformation officer at INSTANDA, is a dynamic HR leader with a rich history of success in the retail, insurance, and technology sectors. Passionate about transformation and ESG (Environmental, Social, and Governance), Shipley's impactful journey extends from her pivotal role at Hiscox to her current leadership at INSTANDA, where she continues to drive innovation and HR excellence while championing responsible business practices.

One-fourth of advisors say asset manager websites do not meet basic foundational needs.

Ann Minzner Conley is senior vice president, Complex Risk and Strategic Analytics, Risk Engineering Services at Chubb.

Maria Guercio is senior vice president, Climate Tech Industry Practice Leader, North America at Chubb's Climate+.

Dr. Rhonda Randall is the chief medical officer of employee and individual at health benefits company UnitedHealthcare.

Raymond Natter is of counsel at Squire Patton Boggs and served as deputy chief counsel of the Office of the Comptroller of the Currency from 1995 through 2004.