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Ben Houghton is vice president of engineering at IRIS Software Group.

The regulator accused a broker-dealer of not having proper supervisory procedures to prevent $533,500 in excessive transactions.

J.R. Clark is the SVP of health plan product and strategy with Paytient, a company which helps people access and afford care.

Grant Hannah is the head of public policy at Bluevine.

Labor Day Weekend saw more than 7,000 advisory firms and millions of clients make the move from "green" to "blue."

Taylor Swift's impressive financial and career success hold many lessons for financial advisors, whose ranks include her own father.

The team joining Fidelis Capital will specialize in working with wealthy families.

Vinay Nair is the founder and CEO of TIFIN, a fintech platform that drives personalization for wealth using AI and investment intelligence and which operates a collection of fully owned subsidiaries in wealth and investments.

Previously, he was the founder of 55ip, which was sold to J.P. Morgan.

Dan Macklin, president of Summer, explains how employers and employees can tackle their student loans next month.

For at least seven years, the company has sought to recoup more than $5.4 million in taxes using an exemption the agency argues does not apply.