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How advisory firms confuse clients and cloud wealth management

Personalization, customization, flexibility and adaptability are the goals, writes the technology director at J.P. Morgan Wealth Management.

Ranjit S. Samra is the Head of Technology at J.P. Morgan Wealth Management. He has 30 years of global experience developing software solutions across a broad spectrum of businesses. He joined JPMorgan Chase in 2018 as the Head of Controls, Legal & Regulatory Technology in Corporate Technology and took on his current role in 2020. 

In a sudden shift, Merrill's leader of the past six years is heading back to rival Citi, where he will be head of global wealth and drive its expansion.

Collectibles worth up to millions of dollars are securitized into thousands of shares that trade for as little as $10 a pop.

A Hornor, Townsend & Kent broker pitched "Future Income Payments" that turned out to be part of a $300 million scheme targeting veterans, investigators said.

With input from tax influencers, a Keeper report discusses five enduring Tiktok myths about personal finances.

Richard Clarke, Chief Insurance Officer, Colonial Surety, as an insurance industry veteran with more than three decades of experience, Richard is a Chartered Property Casualty Underwriter (CPCU), Certified Insurance Counselor (CIC) and Registered Professional Liability Underwriter (RPLU).  He leads insurance strategy and operations for the expansion of Colonial Surety's SMB-focused product suite, building out the online platform into a one-stop-shop for America's SMBs.

It wouldn't be easy for elite advisors at the bank to leave, for reasons ranging from loyalty to deferred compensation. But as spooked clients demand stability, some competitors see a rare opening to recruit.

Compliance experts say financial advisors who boast publicly about their investment prowess should make sure they have support for their claims.