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Kevin Handly practices banking law in Boston.

Firm leaders said the fine relates to broad investigations by the SEC and CFTC regarding employees’ use of unapproved personal devices.

Regulators are reportedly charging Morgan Stanley and four other firms a collective $1 billion over their employees' use of unauthorized messaging apps.

As online dating grew during the pandemic, Americans lost over $2.3 billion to romance scams over the past five years.

Eric J. Spitler, adjunct professor of law at the University of North Carolina School of Law, served as director of legislative affairs for the Federal Deposit Insurance Corp. and the U.S. Securities and Exchange Commission.

BlackRock's Head of Municipals Peter Hayes lays out the muni landscape for the rest of the year, highlighting opportunities for the asset class after the severe volatility so far in 2022.

The megabank’s CEO says consumers are “in great shape,” even though many fear a recession is on the horizon like a gathering storm.

Announcements involving Fidelity, LPL, BNY Mellon and other well-known firms signal how talent and capital are shaping the industry's future.

Plus, CFOs are feeling the pressure to automate and iCapital goes international.

America’s first leveraged single-stock ETFs will debut Thursday, despite warnings from the SEC.