UMB Fund Services
Greg Drose
EVP / Executive Director Business Development
235 W. Galena St.
Milwaukee, WI 53214
720-837-8985
Year TA services began: 1995
Flexibility, superior technology, experience and unparalleled service make UMB Fund Services an excellent choice to be your transfer agent.
We provide comprehensive transfer agent services to investment managers of open-end, closed-end, closed-end interval, collective trust, IRA DRIP, and alternative investment products.
To enhance the breadth, power, efficiency and flexibility of our transfer agent services, we utilize leading-edge industry and proprietary technology applications:
• Complete imaging and automated workflow solution
• Real-time transfer agent processing system that integrates with the workflow solution
• Proprietary business process and content management solution to automate processing for the growing number of alternative investment asset managers
• Increases efficiency and improves accuracy through single input
• Automated cash management
• Secure access to web portal for client to view and download reports, plus automated delivery of intraday status reports to clients
• Processing platform based on roles-based architecture
• Proprietary reporting tool that gives you control of shareholder data analysis, providing a user-friendly, on-line interface that allows easy data manipulation, view customization, and ad-hoc report creation
• DTCC AIP reporting capability for alternative investment clients
• Business intelligence tools that help you understand the marketplace, prospect intelligently, and optimize your distribution strategy
While technology is key to enhancing service and efficiency, it is only part of the equation. UMB takes pride in having well-educated, experienced and highly trained people who provide you and your shareholders with the highest level of service.
Additional advantages
• Domestic servicing teams only
• Stable ownership - backed by the strength of UMB Financial Corporation, which was founded in 1913
• Additional services available through UMB Bank, including custody, escrow, cash management and other commercial and institutional banking services
Contact us to learn how our transfer agent services can better meet your needs. Learn more at